Le Lézard
Classified in: Business
Subjects: PDT, PSF, CFG

Ontario Securities Commission issues 2024 Risk Assessment Questionnaire


TORONTO, May 8, 2024 /CNW/ - The Ontario Securities Commission (OSC) today issued the 2024 Risk Assessment Questionnaire (RAQ). The OSC uses a risk-based approach to oversee and monitor its registrants. Information collected through the RAQ supports those functions and evidence-based decision-making.

Registrants must complete the RAQ by June 19, 2024. The questionnaire must be completed and submitted through the OSC's Electronic Filing Portal, and access to this is provided in the email sent to registrants on May 8, 2024. The OSC is also providing additional resources to support registrants completing the RAQ:

Any registrants who were active as of December 31, 2023 that did not receive the RAQ should contact [email protected] as soon as possible. Registrants are also encouraged to attend the outreach webinar taking place on May 23, 2024.

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk. Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at https://www.osc.ca.

Follow us on X 
Follow us on LinkedIn

SOURCE Ontario Securities Commission


These press releases may also interest you

at 15:30
Roblox Corporation Sued for Securities Law Violations - Contact the Rosen Law Firm before August 12, 2024 to Discuss Your Rights - RBLX
Why: Rosen Law Firm, a global investor rights law firm, reminds purchasers of securities of Roblox Corporation between November 15, 2023 and May 8, 2024, both dates inclusive (the "Class Period"), of the important August 12, 2024 lead plaintiff...

at 14:50
AESO Board Announcement: Leadership Transition and Departure of Michael Law
The Alberta Electric System Operator (AESO) Board announced today that Michael Law, President and Chief Executive Officer, will leave the organization, effective August 1, 2024. Law first joined the AESO in 2009 as Vice-President, Operations and was...

at 14:19
Hamilton ETFs Opens the Market
Jennifer Mersereau, Senior Partner, Co-Founder & COO, Hamilton ETFs, Patrick Sommerville, Senior Partner, Head of Business Development, Hamilton ETFs, and their team joined Keith Wu, Head, Exchange Traded Products, Toronto Stock Exchange , to open...

at 14:03
Maximizing Efficiency and Innovation in Food & Beverage Manufacturing Through Exponential IT Transformation: New Research From Info-Tech Research Group
New research insights from Info-Tech Tech Research Group will equip food and beverage manufacturers with essential strategies for embracing digital transformation. The global research and advisory firm explains that the industry can significantly...

at 13:50
Canadian General Investments: Investment Update - Unaudited
Canadian General Investments, Limited (CGI)  (LSE: CGI) reports on an unaudited basis that its net asset value per share (NAV) at June 30, 2024 was $62.50, resulting in year-to-date and 12-month NAV returns, with dividends reinvested, of 13.3% and...

at 13:40
Participation in Special Olympics Linked to Reduced Risk of Diabetes Among Individuals With Intellectual and Developmental Disabilities
New research led by the Faculty of Health Sciences at Ontario Tech University and published in Diabetic Medicine, reveals participation in Special Olympics programming is associated with a significantly lower risk of diabetes among adults with...

More news about Business...


News published on and distributed by: